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General Exchange Act
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#	Item
501	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]October 2, 2013 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Ame Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-03 09:01:30 Financial system Financial Industry Regulatory Authority Securities Exchange Act General Securities Representative Exam Registered representative U.S. Securities and Exchange Commission Chicago Stock Exchange Self-regulatory organization United States securities law Economy of the United States Financial regulation
502	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISE[removed]September 16, 2013 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-17 06:33:18 Securities Exchange Act U.S. Securities and Exchange Commission United States General Securities Representative Exam Registered Investment Advisor United States securities law Financial regulation Financial Industry Regulatory Authority
503	Remarks by Thomas J. Curry Comptroller of the Currency Before the National Association of Attorneys General Washington, DC Add to Reading List Source URL: www.occ.treas.gov Language: English - Date: 2014-08-03 08:46:02 United States federal banking legislation Public administration USA PATRIOT Act Title III Subtitle A Business Office of the Comptroller of the Currency U.S. Securities and Exchange Commission Government
504	94 PUBLIC LAW[removed]MAR. 30, [removed]STAT. Add to Reading List Source URL: www.gpo.gov Language: English - Date: 2013-01-16 13:18:19 Law Politics of the United States Lobbying Disclosure Act General Exchange Act United States Senate Government 111th United States Congress
505	SEC[removed]EXTENSION OF PROGRAM FOR EXCHANGE OF INFORMATIONTECHNOLOGY PERSONNEL. (a) IN GENERAL.-Section 1110(d) of the National Defense Authorization Act for Fiscal Year[removed]U.S.C[removed]note) is amended by striking Add to Reading List Source URL: dodcio.defense.gov - Date: 2014-02-12 13:54:55
506	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]October 2, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-03 09:02:04 Financial system Financial Industry Regulatory Authority Securities Exchange Act General Securities Representative Exam Registered representative U.S. Securities and Exchange Commission Self-regulatory organization Chicago Stock Exchange United States securities law Economy of the United States Financial regulation
507	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-02-24 10:19:04 United States administrative law Finance Law Annual general meeting Financial regulation Securities Exchange Act Securities Act Computershare Rulemaking United States securities law 73rd United States Congress United States Securities and Exchange Commission
508	Final Rule: Rules Implementing Amendments to the Investment Advisers Act of[removed]Appendix A: Form ADV: General Instructions Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-06-22 18:14:14 United States securities law Financial regulation Financial accounting U.S. Securities and Exchange Commission Financial adviser Registered Investment Advisor Form D Securities regulation in the United States Investment Advisor SEC filings Business Finance
509	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]August 20, 2013 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-21 12:59:22 United States Securities Exchange Act Financial Industry Regulatory Authority U.S. Securities and Exchange Commission General Securities Representative Exam NASDAQ Self-regulatory organization Registered representative Series 14 United States securities law Economy of the United States Financial regulation
510	R164. Commerce, Securities. Add to Reading List Source URL: www.rules.utah.gov Language: English - Date: 2014-07-15 14:36:33 Business Financial adviser Investment Advisor General Securities Representative Exam U.S. Securities and Exchange Commission Securities Act Security Hedge fund Broker-dealer Financial economics United States securities law Finance

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